If you are buying technology, RFPConnect is the place to meet the companies
that are selling it. RFPConnect provides templates for buyers to issue Requests
for Information (RFIs), Reguests for Proposals (RFPs) and Requests for Quotations
(RFQs). The site also provides a searchable directory and database of technology
vendors across the full range of industrial, commercial, financial and public sectors.
If you are selling technology, RFPConnect is the place to showcase your applications
or consultancy skills in searchable directories and product databases. The site
also provides technology vendors with the opportunity to publish news releases about
version upgrades, mandates won and other news about the company. Last but not least,
the RFP Exchange is a source of new business opportunities in the private and public
sectors.
To register your organization and its products, click the Register Now link on the
right hand side of this page and follow the registration procedure. It will only
take a few minutes - but it could lead to millions of dollars.
For almost 25 years, SLIB has been a reliable partner to the financial industry, in step with the changes in the European securities landscape, by offering its customers innovative software solutions to streamline their securities processing and improve their performance, whilst mitigating their risks.
Form PF, which was implemented as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, will create one of the most daunting and intrusive reporting obligations that has been implemented to date according to Kinetic Partners, a global professional services firm to the asset management, investment banking and brokerage community.
Form PF requires registered investment advisors to periodically provide confidential financial information to the SEC to, among other things, assist the Financial Stability Oversight Council in its assessment of systemic risk in the U.S. financial system. The information could range from the investment strategy of each of a firm’s private funds that it advises, to the private fund’s use of leverage and counterparty exposure.
Advisors will need to understand numerous aspects of the 42-page Form PF and its 10-page glossary of 133 terms.
“Investment advisors must now ensure more than ever that they are constantly monitoring and evaluating their systems, particularly those that have undergone any modifications as this is typically where mistakes and omissions are made with these reporting specifications,” says Jonathan Saxton, Member of Kinetic Partners’ Consulting and Regulatory Compliance practice in New York, which has provided regulatory support in a number of Form PF reporting cases. “Although many firms may feel that they are in line with all of Form PF’s provisions, we recommend seeking outside advice regarding industry best practice, expectations of regulators, and even how to reduce the firm’s compliance risk profile.”