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Featured Vendor
For almost 25 years, SLIB has been a reliable partner to the financial industry, in step with the changes in the European securities landscape, by offering its customers innovative software solutions to streamline their securities processing and improve their performance, whilst mitigating their risks.
Visit Vendor Page
Kingland systems-Compliance and Risk Management
- Vendor:
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Kingland systems
- Categories:
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Broker Management Solutions
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Banking Systems
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Accounting
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Risk Management
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Compliance and Regulations
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Client Management / Lead Providing
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- Price:
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Available on request
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Product Description:
We leverage components from our existing brokerage and compliance applications, and a series of proven practices in large system architecture, application design and development, global business cycle implementation, and maintenance. We have a heritage of helping large international accounting firms, broker/dealers, and investment banks
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Reporting Capabilities:
* comply with SEC and FINRA regulations,
* monitor and control enterprise conflicts of interest across business units and employees
* manage global client management systems
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Workflow Capabilities:
* Independence Global Monitoring System
* Independence Compliance Affidavit
* Compliance and Risk Management Consulting
COMPANY CONTACT DETAILS
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Country
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United States
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Contact name
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General Enquiry
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Contact job Title
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General Enquiry
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Telephone number
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(641) 355-1000
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Email address
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Solutions@Kingland.com
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Mailing address
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1401 6th Ave. South Clear Lake, IA 50428
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Where Technology Buyers Meet Technology Sellers 
